Did You Know – SEC Seeks Public Comment on Transfer Agent Rules
Did you Know?

Did You know?- December 23, 2015


Did you know that the SEC is Seeking Public Comment on Transfer Agent Rules

On December 22, 2015, the SEC voted to issue an advanced notice of proposed rulemaking for new requirements for transfer agents.  According to a press release issued by the SEC, public comments are welcomed as the Commission seeks to review current transfer agent regulations. The concept release issued by the SEC can be found by clicking here.


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