Did you Know?- SEC Rule 17Ad-17 and Unresponsive Payees
Did you Know?

Did You know?- August 5, 2014



DID YOU KNOW - SEC Rule 17Ad-17 and Unresponsive Payees
 
At the recent SSA Annual Conference, a few questions were raised in the Open Forum Session regarding Rule 17Ad-17.  Information on the Rule is provided below:
 
On January 16, 2013, the Securities and Exchange Commission (SEC) approved revisions to Rule 17Ad-17 that require paying agents to notify "unresponsive payees" as to the status of certain non-negotiated payments.

To read more and hear the discussion click Here. 


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