My role at Broadridge Financial Solutions, Inc.:
In January 2017 I joined Broadridge as Vice President and General Manager of our transfer agency business. Before joining Broadridge, I was with the Walt Disney Company for five years, responsible for Disney’s in-house transfer agent that supported over 1.2 million registered shareholders and most recently supporting the strategic roadmap for ABC News. Prior to Disney, I spent 10 years as CEO of The Keane Organization and as CEO and Co-Founder of Risk Compliance Performance Solutions.
Having worked on all sides of the business, I see it as my responsibility to help companies become more effective by enhancing shareholder relations, mitigating risk and accelerating growth.
Why a Member of SSA:
I have been an active member of the SSA organization since my days at Keane. Throughout my career, the SSA has been vital in keeping me informed of industry and regulatory changes, enabling me to expand my fields of expertise and get up to speed quickly on topical issues. The organization provides a wealth of resources and educational programs for both the novice and seasoned expert and on a wide range of topics. The SSA helps me stay connected to the industry through its strong working relationships with regulatory agencies and industry groups, and provides invaluable opportunities to network and meet with my peers at conferences. While I was out of the business for a few years, it was lovely coming back and getting reacquainted with old friends in the business!
A Little about Me:
I was born and raised in the suburbs of Philadelphia and I am now living in the City of Brotherly Love. I graduated from The Wharton School of Business at the University of Pennsylvania. Before entering the workforce I spent time playing as many competitive sports as time allowed. Softball, ice hockey, swimming, flag football. With three brothers, there was plenty of competition growing up! When not hard at work I enjoy Long Beach Island, NJ, my home away from home.