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Read about recent events, essential information and the latest community news.

Friday, June 26, 2020
What has the Pandemic Meant for the Shareholder Services Community? »
The COVID-19 pandemic has disrupted nearly every aspect of life and affected every industry. Like so many others, the shar...
Wednesday, March 20, 2019   (0 Comments - view/add)
2019 State Legislative Sessions Off and Running »
The 2019 state legislative sessions are clearly off and running at full speed, as evidenced by the number of bills being i...

Monday, June 8, 2020
ESG Issues Increasingly Influence Investor Decisions »
  In recent years, environmental, social and governance (ESG) issues have increasingly influenced investor expecta...
Friday, May 29, 2020
SEC Extends Transfer Agent Exemptive Relief Through June 30 »
On May 27, 2020, the Securities and Exchange Commission extended its temporary exemption of certain provisions of the...
Tuesday, May 26, 2020
Unclaimed Property Activity Accelerates »
For most of the past year, states put many unclaimed property audits in the securities industry on hold. Litigation raised...
Monday, May 18, 2020
Depository Trust Company Resumes Limited Services »
The Depository Trust Company announced on May 14, 2020, that its Physical Securities Process is preparing to resume li...
Monday, May 11, 2020
SSA and STA Seek Relief from International Mail Disruption »
As a result of the COVID-19 pandemic, the U.S. Postal Service has placed restrictions and prohibitions on mail to 116 coun...