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Sunday, September 27, 2020
SEC Amendments Update Shareholder Proposal Rule »
On Sept. 23, 2020, the Securities and Exchange Commission voted to adopt amendments to modernize its shareholder proposal...
Friday, September 18, 2020
Proxy Season: Where Have We Been and Where Are We Going? »
This year’s proxy season was anything but “business as usual.” As COVID-19 abruptly disrupted life in countless ways and t...
Tuesday, September 8, 2020
SSA and STA Request Mail Disruption Relief »
Recent disruptions to mail delivery services raise great concerns for the securities industry. In a Sept. 2, 2020, letter...
Tuesday, August 25, 2020   (0 Comments - view/add)
What’s Next for Annual Shareholder Meetings? »
For many issuers, annual shareholder meetings followed a relatively consistent in-person format for years. Then along came...
Wednesday, August 5, 2020
SSA Introduces and Thanks This Year’s Board Members »
The SSA Board of Directors plays an integral role in the association’s success. Volunteer members who serve on the board d...
Thursday, July 23, 2020
Court Voids Overreaching Delaware Unclaimed Property Subpoena »
In a July 10, 2020, decision in Delaware Department of Finance v. AT&T Inc ., a Delaware Chancery Court ruled in...
Monday, June 8, 2020
ESG Issues Increasingly Influence Investor Decisions »
  In recent years, environmental, social and governance (ESG) issues have increasingly influenced investor expecta...
Friday, May 29, 2020
SEC Extends Transfer Agent Exemptive Relief Through June 30 »
On May 27, 2020, the Securities and Exchange Commission extended its temporary exemption of certain provisions of the...
Tuesday, May 26, 2020
Unclaimed Property Activity Accelerates »
For most of the past year, states put many unclaimed property audits in the securities industry on hold. Litigation raised...
Monday, May 18, 2020
Depository Trust Company Resumes Limited Services »
The Depository Trust Company announced on May 14, 2020, that its Physical Securities Process is preparing to resume li...
Monday, May 11, 2020
SSA and STA Seek Relief from International Mail Disruption »
As a result of the COVID-19 pandemic, the U.S. Postal Service has placed restrictions and prohibitions on mail to 116 coun...
Monday, March 30, 2020
SEC Provides COVID-19 Guidance »
The Securities and Exchange Commission recently issued two notifications providing guidance regarding securities law oblig...
Wednesday, March 25, 2020
SSA Postpones Annual Conference to 2021 »
After significant discussion and consideration of current conditions, the SSA Board of Directors has rescheduled the 2020...
Monday, December 23, 2019
Hello, Delaware? The Constitution is Calling. »
On December 6, 2019, AT&T filed a complaint in the United States District Court for the District of Delaware alleging...
Monday, August 12, 2019
Morrow Sodali’s Lighthouse »
Shared from SSA member Morrow Sodali ... Welcome to the U.S. edition of Morrow Sodali’s Lighthouse. Inside this is...
Wednesday, April 17, 2019   (0 Comments - view/add)
A Fresh New Look »
“This is an exciting time to be a member of the SSA. We want a strong, successful association and our new look reflects ou...
Friday, March 1, 2019
Member Spotlight - Glenda Bush »
Member Spotlight ... Glenda Bush My role at Anadarko Petroleum Corporation: In 2000 when I joined Anadarko in the...